Senior Compliance Officer – Finance

Job ID:



Toronto, ON


Senior Finance/Banking Positions


$100,000 – $120,000

Postal Code:


Employment Type:

Full Time



Job Description:

Formulated in 2008, Allerton Busan Group offers wealth management and investment advisory services combined with intelligent data-driven market projections to ensure our clients gain the maximum benefit from their accrued wealth.

We work with businesses, high net worth individuals, affluent families, and those who need strong investment advice outside of their current financial footprint. Our clients come first, and every investment is made to their advantage.

We are currently seeking a Senior Compliance Officer to join our exceptional team.

The Senior Compliance Officer will be responsible for the following:

  • Manage other members of the Compliance team, overseeing the global Compliance Framework.
  • Provide guidance to the business and other functions on all issues relating to day-to-day business, new business initiatives, regulatory developments and transactions undertaken by clients.
  • Assess regulatory requirements to ensure compliance risks are identified, reported and tracked to their resolution.
  • Liaise with internal auditors on various requests in relation to compliance matters.

Job Requirements:

To be considered for this exciting career growth opportunity, you must possess the following skills/experience:

  • Bachelor degree in Business, Finance or related.
  • 5+ years of proven experience working in a relevant compliance/regulatory environment, specifically in finance/investments industry.
  • Ability to build relationships with all stakeholders especially the ability to engage with Board/CEO (or other company executives)
  • Flawless communication skills – both written and oral. APPLY HERE
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By kelvin

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