Formulated in 2008, Allerton Busan Group offers wealth management and investment advisory services combined with intelligent data-driven market projections to ensure our clients gain the maximum benefit from their accrued wealth.
We work with businesses, high net worth individuals, affluent families, and those who need strong investment advice outside of their current financial footprint. Our clients come first, and every investment is made to their advantage.
We are currently seeking a Senior Compliance Officer to join our exceptional team.
The Senior Compliance Officer will be responsible for the following:
- Manage other members of the Compliance team, overseeing the global Compliance Framework.
- Provide guidance to the business and other functions on all issues relating to day-to-day business, new business initiatives, regulatory developments and transactions undertaken by clients.
- Assess regulatory requirements to ensure compliance risks are identified, reported and tracked to their resolution.
- Liaise with internal auditors on various requests in relation to compliance matters.